Securities and Exchange Commission
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Securities and Exchange CommissionAwwww Hell Yeah It’s On
Can Gary Gensler and Preet Bharara run the SEC together? -
Securities and Exchange CommissionSo Maybe The SEC Does Need Whistleblowers’ Help?
One soon-to-be-defunct hedge fund was doing all sorts of allegedly improper accounting while the regulator watched. 
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Securities and Exchange CommissionJay Clayton Paints His Masterpiece
An accredited investor definition that keeps their numbers about constant and decreases the likelihood of people coming crying to the SEC? It’s perfect.
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Securities and Exchange CommissionElon Musk Is Clearly Still Struggling With His Addiction To Doing Bad Tweets
The Tesla board can only help someone if he wants to help himself. -
Securities and Exchange Commission
Elon Musk Has Finally Chosen His SEC-Mandated Babysitter
“Congrats” to Robyn Denholm. -
Securities and Exchange CommissionBored SEC Employees Going On Rumspringa At Citadel
It won’t last forever, but it will be more interesting than working for Jay Clayton, and Chicago’s a better town than D.C. -
Securities and Exchange CommissionTheranos Founder Gives Up Control Of Company In Settlement Of SEC’s Massive Fraud Charges
Elizabeth Holmes, who made blood-testing company Theranos a household name for all the wrong reasons, has agreed to a settlement with the Securities and Exchange Commission. -
Securities and Exchange Commission, Securities LawBanned Financial Adviser Who Ignored SEC Had A Plan All Along: Hoodoo Spells… Really
We thought Dawn Bennett was a little nutty, but it turns out that she’s just a lady who keeps tongues in jars to keep regulators off her case. 
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Securities and Exchange CommissionWorst Person Of 2016 Nominee Gets Off
See? SEC courts can be fair. -
Securities and Exchange Commission
SEC Stunned To Discover No One Wants To Pay To Be Surveilled
“Hey, pay for this thing you hate” is apparently not the best enforcement mechanism. -
Securities and Exchange Commission
You Use It Every Day, But Never Thought About It
Sexy, sexy corporate filings. -
Securities and Exchange Commission
SEC: You’ll Have To Keep Losing Money The Old-Fashioned, Slightly Slower Way
A quadruple-levered ETF may be too beautiful even for Donald Trump’s America. -
Securities and Exchange Commission
Guy Charged With Making IPOs Great Again Not Sure IPOs Are So Great
The SEC’s new Corporation Finance chief’s a little half-hearted on his boss’ going-public crusade.
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We want to know your views on law firm policies and culture.
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Leaving Your In-House Role: You Don’t Need A Portable “Book” To Be Successful
In-house legal roles have traditionally offered more accommodating schedules and greater opportunities to gain valuable business experience. Now though, the calculus may be changing. With…
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Navigating Economic Uncertainty: 6 Tips To Keep Your Investments On Track
How you can get through current challenges while advancing long-term goals.
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Securities and Exchange CommissionJay Clayton Didn’t Really Work At Goldman Sachs But He Really Will Head The SEC Because He’s Qualified To Do So
With Donald Trump offering up daily rounds of target practice to his opponents, it would be wise to hold fire on Jay Clayton. -
Securities and Exchange CommissionThe Nomura VP Accused Of Insider Trading Really Made It Easy On The SEC
Let’s give securities regulators a little more credit, OK? -
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Hedge Funds / Private Equity, Securities and Exchange Commission, Wall Street‘A Spreadsheet Did The Calculations’ Not Convincing Enough To Keep SEC From Probing Your Hedge Fund
An update from the fund that never loses money. -
In-House Counsel, Securities and Exchange CommissionRaise Your Hand If You Recently Left Your Job At The SEC And DON’T Now Work For Ken Griffin
Preparing for some kind of regulatory Ragnarok? -
Securities and Exchange Commission
Banned Financial Adviser Still Waiting For Her 'Ignore The SEC And Pretend Nothing Is Wrong' Defense Plan To Pay Off
She's appealing her case to the same agency that she claims isn’t allowed to judge her. -
Securities and Exchange Commission
SEC Pick Jay Clayton Promises To Do His Job
What else would you expect from a Goldman(ish) guy?
